Rafael Holdings, Inc.'s Form 4 filing
Cyclo Therapeutics, Inc. (CYTH) · filed Oct 23, 2023
- Accession no.
- 0001437749-23-028705
- Filed
- Oct 23, 2023, 6:08 AM ET
- Trade date
- Oct 20, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rafael Holdings, Inc.CIK 0001713863 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2023 | Common Stock | XIn-the-money exerciseAcquired | +2,514,970 | $0.71 | +$1,785,628.7 | 9,029,940 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2023 | Common Stock | XIn-the-money exerciseDisposed | −2,514,970 | $0.125 | −$314,371.25 | 0 | Direct | |
| Oct 20, 2023 | Common Stock | PPurchaseAcquired | +2,766,467 | – | – | 2,766,467 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.