Fernandez Charles M.'s Form 4 filing
Progressive Care Inc. (RXMD) · filed Oct 20, 2023
- Accession no.
- 0001437749-23-028657
- Filed
- Oct 20, 2023
- Trade date
- Jul 1, 2023
- Filing delay
- 111 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 5 derivative transactions. Open-market sales total $2.67M. It was filed 111 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fernandez Charles M.CIK 0001509529 | Director, Officer (Chairman & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2023 | Common Stock | XIn-the-money exerciseAcquired | +228,240 | $2.20 | +$502,128 | 1,557,356 | Indirect | |
| Jul 1, 2023 | Common Stock | SSaleDisposed | −112,838 | $4.45 | −$502,129.1 | 1,444,518 | Indirect | |
| Jul 1, 2023 | Common Stock | XIn-the-money exerciseAcquired | +190,000 | $2.20 | +$418,000 | 1,634,518 | Indirect | |
| Jul 1, 2023 | Common Stock | SSaleDisposed | −93,932 | $4.45 | −$417,997.4 | 1,540,586 | Indirect | |
| Jul 1, 2023 | Common Stock | XIn-the-money exerciseAcquired | +455,000 | $2.20 | +$1,001,000 | 1,995,586 | Indirect | |
| Jul 1, 2023 | Common Stock | SSaleDisposed | −224,944 | $4.45 | −$1,001,000.8 | 1,770,642 | Indirect | |
| Jul 1, 2023 | Common Stock | XIn-the-money exerciseAcquired | +340,599 | $2.20 | +$749,317.8 | 2,111,241 | Indirect | |
| Jul 1, 2023 | Common Stock | SSaleDisposed | −168,386 | $4.45 | −$749,317.7 | 1,942,855 | Indirect | |
| Jul 1, 2023 | Common Stock | XIn-the-money exerciseAcquired | +230,000 | $2.20 | +$506,000 | 2,172,855 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2023 | Common Stock | XIn-the-money exerciseAcquired | +228,240 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2023 | Common Stock | XIn-the-money exerciseAcquired | +190,000 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2023 | Common Stock | XIn-the-money exerciseAcquired | +455,000 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2023 | Common Stock | XIn-the-money exerciseAcquired | +340,599 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2023 | Common Stock | XIn-the-money exerciseAcquired | +230,000 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.