Ganz Bryan's Form 4 filing
Byrna Technologies Inc.BYRN · filed Oct 17, 2023
- Accession no.
- 0001437749-23-028444
- Filed
- Oct 17, 2023
- Trade date
- Mar 23, 2022-Oct 16, 2023
- Filing delay
- 573 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market purchases total $54.1K. It was filed 573 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ganz BryanCIK 0001318455 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2023 | Common Stock | PPurchaseAcquired | +12,000 | $3.05F1 | +$36,600 | 615,148 | Direct | |
| Oct 16, 2023 | Common Stock | PPurchaseAcquired | +5,000 | $3.51 | +$17,550 | 620,148 | Direct | |
| Dec 31, 2022 | Common Stock | JOtherDisposed | −1,300 | $0.00 | $0 | 0 | Indirect | |
| Dec 31, 2022 | Common Stock | JOtherDisposed | −1,300 | $0.00 | $0 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 23, 2022 | Common Stock | DReturned to the companyDisposed | −450,000 | $0.00 | $0 | 450,000 | Direct | |
| Mar 23, 2022 | Common Stock | AGrant or awardAcquired | +450,000 | $0.00 | $0 | 450,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were purchased in multiple transactions at prices ranging from $2.98 to $3.10. The reported price of $3.0536 represents the volume weighted average price for the reported transaction. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.