Nelson Mark Jon's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Aug 22, 2023
- Accession no.
- 0001437749-23-024384
- Filed
- Aug 22, 2023
- Trade date
- Aug 18-21, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $70.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nelson Mark JonCIK 0001554623 | Officer (SVP, Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2023 | Common Stock | MOption exerciseAcquired | +886 | $0.00F1 | $0 | 34,012 | Direct | |
| Aug 18, 2023 | Common Stock | FTax withholdingDisposed | −440 | $87.48 | −$38,491.2 | 33,572 | Direct | |
| Aug 19, 2023 | Common Stock | MOption exerciseAcquired | +713 | $0.00F1 | $0 | 34,285 | Direct | |
| Aug 19, 2023 | Common Stock | FTax withholdingDisposed | −354 | $87.48 | −$30,967.92 | 33,931 | Direct | |
| Aug 21, 2023 | Common Stock | SSaleDisposed | −805 | $87.75 | −$70,638.75 | 33,126 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2023 | Common Stock | MOption exerciseDisposed | −886 | $0.00 | $0 | 31,235 | Direct | |
| Aug 19, 2023 | Common Stock | MOption exerciseDisposed | −713 | $0.00 | $0 | 30,522 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units (RSUs) - no purchase price for this transaction.
Referenced by the price of 2 transactions in Table I.