Adnani Amir's Form 4 filing
Uranium Energy Corp (UEC) · filed Aug 2, 2023
- Accession no.
- 0001437749-23-021717
- Filed
- Aug 2, 2023
- Trade date
- Jul 31, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 6 derivative transactions. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001437749-26-025285 (Jul 31, 2026). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adnani AmirCIK 0001346101 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2023 | COMMON STOCK | MOption exerciseAcquired | +133,333 | –F1 | – | 3,928,361 | Direct | |
| Jul 31, 2023 | COMMON STOCK | FTax withholdingDisposed | −71,334 | $3.12 | −$222,562.08 | 3,857,027 | Direct | |
| Jul 31, 2023 | COMMON STOCK | MOption exerciseAcquired | +78,488 | –F1 | – | 3,935,515 | Direct | |
| Jul 31, 2023 | COMMON STOCK | FTax withholdingDisposed | −41,992 | $3.21 | −$134,794.32 | 3,893,523 | Direct | |
| Jul 31, 2023 | COMMON STOCK | MOption exerciseAcquired | +48,040 | –F1 | – | 3,941,563 | Direct | |
| Jul 31, 2023 | COMMON STOCK | FTax withholdingDisposed | −25,702 | $3.32 | −$85,330.64 | 3,915,861 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2023 | Common Stock | MOption exerciseDisposed | −133,333 | $0.00 | $0 | 301,098 | Direct | |
| Jul 31, 2023 | Common Stock | MOption exerciseDisposed | −78,488 | $0.00 | $0 | 222,610 | Direct | |
| Jul 31, 2023 | Common Stock | MOption exerciseDisposed | −48,040 | $0.00 | $0 | 174,570 | Direct | |
| Jul 31, 2023 | Common Stock | AGrant or awardAcquired | +397,692 | $0.00 | $0 | 572,262 | Indirect | |
| Jul 31, 2023 | Common Stock | AGrant or awardAcquired | +421,795 | $0.00 | $0 | 898,597 | Indirect | |
| Jul 31, 2023 | Common Stock | AGrant or awardAcquired | +114,915 | $0.00 | $0 | 964,915 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
Referenced by the price of 3 transactions in Table I.