Arroyo A Allen's Form 4 filing
Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Jul 27, 2023
- Accession no.
- 0001437749-23-020891
- Filed
- Jul 27, 2023
- Trade date
- Jul 25-27, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $11.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Arroyo A AllenCIK 0001258292 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 25, 2023 | Common Stock | PPurchaseAcquired | +1,000 | $5.85F1 | +$5,850 | 1,015 | Direct | |
| Jul 26, 2023 | Common Stock | PPurchaseAcquired | +500 | $5.79F1 | +$2,895 | 1,515 | Direct | |
| Jul 27, 2023 | Common Stock | PPurchaseAcquired | +500 | $5.80 | +$2,900 | 2,015 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
Referenced by the price of 2 transactions in Table I.