Skip to main content

Sarlls Robert J's Form 4 filing

Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Jul 21, 2023

Accession no.
0001437749-23-020456
Filed
Jul 21, 2023
Trade date
Jul 19, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $1.72K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sarlls Robert JCIK 0001465553Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 19, 2023Common StockPPurchaseAcquired+203$5.72+$1,161.165,700Direct
Jul 19, 2023Common StockPPurchaseAcquired+100$5.63+$5635,800Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)