Kong David's Form 4 filing
Uranium Energy Corp (UEC) · filed Jul 7, 2023
- Accession no.
- 0001437749-23-019617
- Filed
- Jul 7, 2023
- Trade date
- Jul 5, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $23.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kong DavidCIK 0001509171 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 5, 2023 | Common Stock | MOption exerciseAcquired | +40,000 | $1.53 | +$61,200 | 170,586 | Direct | |
| Jul 5, 2023 | Common Stock | FTax withholdingDisposed | −18,054 | $3.39 | −$61,203.06 | 152,532 | Direct | |
| Jul 5, 2023 | Common Stock | SSaleDisposed | −7,000 | $3.35 | −$23,450 | 145,532 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 5, 2023 | Common Stock | MOption exerciseDisposed | −40,000 | – | – | 190,776 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.