Della Volpe Vincent's Form 4 filing
Uranium Energy Corp (UEC) · filed Jul 7, 2023
- Accession no.
- 0001437749-23-019615
- Filed
- Jul 7, 2023
- Trade date
- Jul 5, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $219.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Della Volpe VincentCIK 0001407958 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 5, 2023 | COMMON STOCK | MOption exerciseAcquired | +40,000 | $1.53 | +$61,200 | 349,380 | Direct | |
| Jul 5, 2023 | COMMON STOCK | FTax withholdingDisposed | −18,054 | $3.39 | −$61,203.06 | 331,326 | Direct | |
| Jul 5, 2023 | COMMON STOCK | SSaleDisposed | −46,000 | $3.37 | −$155,020 | 285,326 | Direct | |
| Jul 5, 2023 | COMMON STOCK | SSaleDisposed | −19,000 | $3.39 | −$64,410 | 266,326 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 5, 2023 | COMMON STOCK | MOption exerciseDisposed | −40,000 | – | – | 187,735 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.