Smith Gerald F JR's Form 4/A amendment
AmendedFirst National Corp (FXNC) · filed Jun 5, 2023
- Accession no.
- 0001437749-23-016606
- Filed
- Jun 5, 2023
- Trade date
- May 24, 2023
- Filing delay
- 12 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 24, 2023
This filing lists 3 non-derivative transactions. Open-market purchases total $39.2K. It was filed 12 days after the trade.
This amendment replaces 0001437749-23-015717 (filed May 24, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Gerald F JRCIK 0001415023 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2023 | Common Stock, $1.25 par value | PPurchaseAcquired | +876 | $15.25 | +$13,359 | 8,296 | Indirect | |
| May 24, 2023 | Common Stock, $1.25 par value | PPurchaseAcquired | +1,100 | $15.20F2 | +$16,720 | 5,000 | Indirect | |
| May 24, 2023 | Common Stock, $1.25 par value | PPurchaseAcquired | +600 | $15.25 | +$9,150 | 5,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person serves as a co-trustee of this trust.
- F2
This transaction was executed in multiple trades at prices ranging from $15.19 to $15.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The reporting person serves as trustee of this trust.
- F4
The reporting person's spouse serves as a co-trustee of this trust.
- F5
The reporting person's spouse serves as trustee of this trust.
- F6
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.