Dondero James D's Form 4 filing
Nexpoint Diversified Real Estate TrustNXDT · filed May 24, 2023
- Accession no.
- 0001437749-23-015731
- Filed
- May 24, 2023
- Trade date
- May 22-23, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $42.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dondero James DCIK 0001228922 | Director, Officer (See Remarks), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2023 | Common Stock | PPurchaseAcquired | +3,545 | $10.13 | +$35,910.85 | 273,050.39 | Indirect | |
| May 23, 2023 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +441 | $15.25 | +$6,725.25 | 15,852 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
President