Dondero James D's Form 4 filing
Nexpoint Diversified Real Estate Trust (NXDT) · filed May 22, 2023
- Accession no.
- 0001437749-23-015469
- Filed
- May 22, 2023
- Trade date
- May 18-19, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market purchases total $311.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dondero James DCIK 0001228922 | Director, Officer (See Remarks), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2023 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +2,202 | $15.24 | +$33,558.48 | 15,206 | Indirect | |
| May 19, 2023 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +205 | $15.25 | +$3,126.25 | 15,411 | Indirect | |
| May 18, 2023 | Common Stock | PPurchaseAcquired | +8,558 | $9.65 | +$82,584.7 | 250,052.39 | Indirect | |
| May 18, 2023 | Common Stock | PPurchaseAcquired | +5,024 | $9.70 | +$48,732.8 | 255,076.39 | Indirect | |
| May 19, 2023 | Common Stock | PPurchaseAcquired | +14,429 | $9.91 | +$142,991.39 | 269,505.39 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.