Nelson Mark Jon's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed May 22, 2023
- Accession no.
- 0001437749-23-015415
- Filed
- May 22, 2023
- Trade date
- May 18-19, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $37.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nelson Mark JonCIK 0001554623 | Officer (SVP, Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2023 | Common Stock | MOption exerciseAcquired | +885 | $0.00F1 | $0 | 33,622 | Direct | |
| May 18, 2023 | Common Stock | FTax withholdingDisposed | −439 | $84.65 | −$37,161.35 | 33,183 | Direct | |
| May 19, 2023 | Common Stock | MOption exerciseAcquired | +713 | $0.00F1 | $0 | 33,896 | Direct | |
| May 19, 2023 | Common Stock | FTax withholdingDisposed | −354 | $83.37 | −$29,512.98 | 33,542 | Direct | |
| May 19, 2023 | Common Stock | SSaleDisposed | −446 | $84.68 | −$37,767.28 | 33,096 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2023 | Common Stock | MOption exerciseDisposed | −885 | $0.00 | $0 | 36,532 | Direct | |
| May 19, 2023 | Common Stock | MOption exerciseDisposed | −713 | $0.00 | $0 | 35,819 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units (RSUs) - no purchase price for this transaction.
Referenced by the price of 2 transactions in Table I.