Luther Sherri R's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed May 22, 2023
- Accession no.
- 0001437749-23-015412
- Filed
- May 22, 2023
- Trade date
- May 18-19, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.42M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Luther Sherri RCIK 0001764515 | Officer (SVP, CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2023 | Common Stock | MOption exerciseAcquired | +1,107 | $0.00F1 | $0 | 157,794 | Direct | |
| May 18, 2023 | Common Stock | FTax withholdingDisposed | −549 | $84.65 | −$46,472.85 | 157,245 | Direct | |
| May 18, 2023 | Common Stock | SSaleDisposed | −17,224 | $82.41F4 | −$1,419,429.84 | 140,021 | Direct | |
| May 19, 2023 | Common Stock | MOption exerciseAcquired | +891 | $0.00F1 | $0 | 140,912 | Direct | |
| May 19, 2023 | Common Stock | FTax withholdingDisposed | −442 | $83.37 | −$36,849.54 | 140,470 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2023 | Common Stock | MOption exerciseDisposed | −1,107 | $0.00 | $0 | 42,267 | Direct | |
| May 19, 2023 | Common Stock | MOption exerciseDisposed | −891 | $0.00 | $0 | 41,376 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units (RSUs) - no purchase price for this transaction.
Referenced by the price of 2 transactions in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $81.68 to $83.12. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.