O'Rourke Glenn's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed May 16, 2023
- Accession no.
- 0001437749-23-014825
- Filed
- May 16, 2023
- Trade date
- May 14-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $156.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Rourke GlennCIK 0001915824 | Officer (SVP, Mfg Ops) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 14, 2023 | Common Stock | MOption exerciseAcquired | +1,819 | $0.00F1 | $0 | 4,558 | Direct | |
| May 14, 2023 | Common Stock | FTax withholdingDisposed | −900 | $81.61 | −$73,449 | 3,658 | Direct | |
| May 16, 2023 | Common Stock | SSaleDisposed | −1,868 | $84.00 | −$156,912 | 1,790 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 14, 2023 | Common Stock | MOption exerciseDisposed | −1,819 | $0.00 | $0 | 37,417 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units (RSUs) - no purchase price for this transaction.
Referenced by the price of 1 transaction in Table I.