Richardson David Jeffrey's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed May 10, 2023
- Accession no.
- 0001437749-23-013720
- Filed
- May 10, 2023
- Trade date
- May 8-9, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.85M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Richardson David JeffreyCIK 0001329724 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2023 | Common Stock | MOption exerciseAcquired | +22,000 | $6.55 | +$144,100 | 51,567 | Direct | |
| May 8, 2023 | Common Stock | SSaleDisposed | −22,000 | $84.23F1 | −$1,853,060 | 29,567 | Direct | |
| May 9, 2023 | Common Stock | MOption exerciseAcquired | +4,033 | $0.00F2 | $0 | 33,600 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2023 | Common Stock | MOption exerciseDisposed | −22,000 | $0.00 | $0 | 21,918 | Direct | |
| May 8, 2023 | Common Stock | AGrant or awardAcquired | +2,246 | $0.00 | $0 | 6,279 | Direct | |
| May 9, 2023 | Common Stock | MOption exerciseDisposed | −4,033 | $0.00 | $0 | 2,246 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $83.84 to $84.44. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F2
Restricted Stock Units (RSUs) - no purchase price for this transaction.
Referenced by the price of 1 transaction in Table I.