Sun Richard's Form 4 filing
Cathay General Bancorp (CATY) · filed Apr 27, 2023
- Accession no.
- 0001437749-23-011439
- Filed
- Apr 27, 2023
- Trade date
- Apr 25, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market purchases total $213.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sun RichardCIK 0001706290 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 25, 2023 | Common Stock | PPurchaseAcquired | +4,000 | $35.00 | +$140,000 | 17,315 | Indirect | |
| Apr 25, 2023 | Common Stock | PPurchaseAcquired | +700 | $35.00 | +$24,500 | 4,200 | Indirect | |
| Apr 25, 2023 | Common Stock | PPurchaseAcquired | +1,100 | $35.00 | +$38,500 | 5,800 | Indirect | |
| Apr 25, 2023 | Common Stock | PPurchaseAcquired | +300 | $35.00 | +$10,500 | 1,800 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.