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Gilbert James L's Form 4 filing

Oak Valley Bancorp (OVLY) · filed Apr 4, 2023

Accession no.
0001437749-23-009246
Filed
Apr 4, 2023
Trade date
Aug 15, 2022-Feb 13, 2023
Filing delay
232 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $1.69K. It was filed 232 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gilbert James LCIK 0001441639Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 15, 2022Common StockPPurchaseAcquired+44$18.47+$812.68155,778Direct
Feb 13, 2023Common StockPPurchaseAcquired+32$27.35+$875.2155,810Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)