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Jagdfeld Aaron's Form 4 filing

Generac Holdings Inc. (GNRC) · filed Mar 3, 2023

Accession no.
0001437749-23-005434
Filed
Mar 3, 2023
Trade date
Mar 1, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 11 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.40M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jagdfeld AaronCIK 0001483001Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 1, 2023Common StockMOption exerciseAcquired+69,501$29.81+$2,071,824.81655,476Direct
Mar 1, 2023Common StockSSaleDisposed−29,436$118.95F2−$3,501,412.2626,040Direct
Mar 1, 2023Common StockSSaleDisposed−9,371$120.10F3−$1,125,457.1616,669Direct
Mar 1, 2023Common StockSSaleDisposed−1,400$120.62F4−$168,868615,269Direct
Mar 1, 2023Common StockAGrant or awardAcquired+16,715$0.00$0631,984Direct
Mar 1, 2023Common StockAGrant or awardAcquired+17,324$0.00$0649,308Direct
Mar 1, 2023Common StockFTax withholdingDisposed−7,944$119.54−$949,625.76641,364Direct
Mar 1, 2023Common StockFTax withholdingDisposed−758$119.54−$90,611.32640,606Direct
Mar 1, 2023Common StockFTax withholdingDisposed−1,989$119.54−$237,765.06638,617Direct
Mar 1, 2023Common StockFTax withholdingDisposed−927$119.54−$110,813.58637,690Direct
Mar 1, 2023Common StockSSaleDisposed−5,000$120.10−$600,500632,690Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 1, 2023Common StockMOption exerciseDisposed−69,501$0.00$00Direct
Mar 1, 2023Common StockAGrant or awardAcquired+33,551$0.00$033,551Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $118.38 to $119.35, inclusive. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and prices at which the shares were sold.

Referenced by the price of 1 transaction in Table I.

F3

The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $119.44 to $120.42, inclusive. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and prices at which the shares were sold.

Referenced by the price of 1 transaction in Table I.

F4

The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $120.44 to $120.83, inclusive. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and prices at which the shares were sold.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)