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Defrancesco Salvatore R Jr's Form 4/A amendment

Amended

Fidelity D & D Bancorp IncFDBC · filed Feb 7, 2023

Accession no.
0001437749-23-002716
Filed
Feb 7, 2023
Trade date
Feb 4, 2023
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Feb 7, 2023

This filing lists 1 non-derivative transaction. Open-market sales total $19.7K. It was filed 3 days after the trade.

This amendment replaces 0001437749-23-002698 (filed Feb 7, 2023).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Defrancesco Salvatore R JrCIK 0001249656Officer (Treasurer & CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 4, 2023Common StockSSaleDisposed−400$49.17−$19,66828,237.61Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Surrender of shares to cover payroll taxes on vested restricted stock.

F2

2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.

F3

All stock appreciation rights have vested.

F4

The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.

F5

Administrative typographical error on transaction date.

Read the full filing on SEC EDGAR (opens in a new tab)