Kanen David's Form 4 filing
Aqua Metals, Inc. (AQMS) · filed Dec 29, 2022
- Accession no.
- 0001437749-22-029887
- Filed
- Dec 29, 2022
- Trade date
- Dec 27, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $110.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kanen DavidCIK 0001681743 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2022 | Common Stock | PPurchaseAcquired | +113,246 | $0.73 | +$82,669.58 | 325,683 | Indirect | |
| Dec 27, 2022 | Common Stock | PPurchaseAcquired | +37,749 | $0.73 | +$27,556.77 | 108,562 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.