Kanen David's Form 4 filing
Aqua Metals, Inc. (AQMS) · filed Dec 28, 2022
- Accession no.
- 0001437749-22-029854
- Filed
- Dec 28, 2022, 7:23 PM ET
- Trade date
- Dec 23, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $201.1K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kanen DavidCIK 0001681743 | Director |
| Kanen Wealth Management LLCCIK 0001681614 | Other: Passive Investor |
| Philotimo Fund, LPCIK 0001688522 | Other: Passive Investor |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 23, 2022 | Common Stock | PPurchaseAcquired | +212,437 | $0.71 | +$150,830.27 | 212,437 | Indirect | |
| Dec 23, 2022 | Common Stock | PPurchaseAcquired | +70,813 | $0.71 | +$50,277.23 | 70,813 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.