Wu Peter's Form 4 filing
Cathay General Bancorp (CATY) · filed Nov 10, 2022
- Accession no.
- 0001437749-22-026983
- Filed
- Nov 10, 2022
- Trade date
- Nov 9-10, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $921.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wu PeterCIK 0001186026 | Director, Officer (Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2022 | Common Stock | SSaleDisposed | −2,905 | $45.05 | −$130,870.25 | 392,347 | Indirect | |
| Nov 10, 2022 | Common Stock | SSaleDisposed | −17,095 | $46.22 | −$790,130.9 | 375,252 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.