Thompson Kathy C's Form 4 filing
Stock Yards Bancorp, Inc. (SYBT) · filed Nov 3, 2022
- Accession no.
- 0001437749-22-025679
- Filed
- Nov 3, 2022
- Trade date
- Nov 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $338.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thompson Kathy CCIK 0001193306 | Director, Officer (Sr. Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Common Stock | MOption exerciseAcquired | +3,469 | $36.65 | +$127,138.85 | 29,593 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseAcquired | +2,636 | $37.30 | +$98,322.8 | 32,229 | Direct | |
| Nov 1, 2022 | Common Stock | FTax withholdingDisposed | −4,390 | $77.87 | −$341,849.3 | 27,839 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −4,454 | $75.92 | −$338,147.68 | 23,385 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Common Stock | MOption exerciseDisposed | −5,782 | $0.00 | $0 | 2,313 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseDisposed | −6,589 | $0.00 | $0 | 3,953 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.