Akin Thomas B's Form 4 filing
Mobivity Holdings Corp. (MFON) ยท filed Nov 1, 2022
- Accession no.
- 0001437749-22-025436
- Filed
- Nov 1, 2022, 6:58 PM ET
- Trade date
- May 4, 2020-Sep 30, 2022
- Filing delay
- 911 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 6 derivative transactions. Open-market purchases total $73.8K. It was filed 911 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Akin Thomas BCIK 0001026505 | Director, 10% Owner |
| Talkot Capital, LLCCIK 0001569502 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2020 | Common Stock | PPurchaseAcquired | +61,610 | $0.70 | +$43,127 | 6,156,263 | Direct | |
| May 5, 2020 | Common Stock | PPurchaseAcquired | +7,000 | $0.77F1 | +$5,390 | 6,163,263 | Direct | |
| May 11, 2020 | Common Stock | PPurchaseAcquired | +1,000 | $0.80 | +$800 | 6,164,263 | Direct | |
| May 13, 2020 | Common Stock | PPurchaseAcquired | +24,390 | $0.80F2 | +$19,512 | 6,188,653 | Direct | |
| May 20, 2020 | Common Stock | PPurchaseAcquired | +45 | $0.82 | +$36.9 | 6,188,698 | Direct | |
| Jun 3, 2020 | Common Stock | PPurchaseAcquired | +2,500 | $0.85 | +$2,125 | 6,191,198 | Direct | |
| Jun 16, 2020 | Common Stock | PPurchaseAcquired | +3,455 | $0.82 | +$2,833.1 | 6,194,653 | Direct | |
| Dec 31, 2020 | Common Stock | AGrant or awardAcquired | +1,113,767 | $1.25 | +$1,392,208.75 | 7,308,420 | Direct | |
| May 10, 2022 | Common Stock | AGrant or awardAcquired | +1,064,506 | $0.80 | +$851,604.8 | 8,372,926 | Direct | |
| May 10, 2022 | Common Stock | AGrant or awardAcquired | +1,057,184 | $0.80 | +$845,747.2 | 7,867,220 | Indirect | |
| Jul 11, 2022 | Common Stock | AGrant or awardAcquired | +517,292 | $1.25 | +$646,615 | 8,890,218 | Direct | |
| Jul 11, 2022 | Common Stock | AGrant or awardAcquired | +1,024,167 | $1.25 | +$1,280,208.75 | 8,891,387 | Indirect | |
| Sep 30, 2022 | Common Stock | AGrant or awardAcquired | +625,000 | $0.80 | +$500,000 | 9,515,218 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2022 | Common Stock | AGrant or awardAcquired | +20,339 | $0.00 | $0 | 20,339 | Direct | |
| Feb 8, 2022 | Common Stock | AGrant or awardAcquired | +517,292 | $0.00 | $0 | 517,292 | Direct | |
| Feb 23, 2022 | Common Stock | AGrant or awardAcquired | +547,214 | $0.00 | $0 | 547,214 | Direct | |
| Feb 23, 2022 | Common Stock | AGrant or awardAcquired | +1,057,184 | $0.00 | $0 | 1,057,184 | Indirect | |
| Jun 10, 2022 | Common Stock | AGrant or awardAcquired | +97,876 | $0.00 | $0 | 97,876 | Direct | |
| Aug 23, 2022 | Common Stock | AGrant or awardAcquired | +625,000 | $0.00 | $0 | 625,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.75 to $0.835, inclusive. The reporting persons undertake to provide to Mobivity Holdings Corp., any security holder of Mobivity Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.80 to $0.88, inclusive.
Referenced by the price of 1 transaction in Table I.