Heintzman David P's Form 4 filing
Stock Yards Bancorp, Inc. (SYBT) · filed Nov 1, 2022
- Accession no.
- 0001437749-22-025297
- Filed
- Nov 1, 2022
- Trade date
- Aug 15-Oct 31, 2022
- Filing delay
- 78 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $603.2K. It was filed 78 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heintzman David PCIK 0001193296 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Common Stock | GGiftDisposed | −500 | $0.00F1 | $0 | 97,205 | Direct | |
| Oct 28, 2022 | Common Stock | MOption exerciseAcquired | +21,742 | $22.96 | +$499,196.32 | 118,947 | Direct | |
| Oct 28, 2022 | Common Stock | FTax withholdingDisposed | −13,617 | $78.44 | −$1,068,117.48 | 105,330 | Direct | |
| Oct 28, 2022 | Common Stock | SSaleDisposed | −8,000 | $75.40 | −$603,200 | 97,330 | Direct | |
| Oct 31, 2022 | Common Stock | GGiftDisposed | −500 | $0.00F1 | $0 | 96,830 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2022 | Common Stock | MOption exerciseDisposed | −21,742 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Gifted Shares to Charitable Organization
Referenced by the price of 2 transactions in Table I.