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Tang Anthony M's Form 4 filing

Cathay General Bancorp (CATY) · filed Oct 31, 2022

Accession no.
0001437749-22-025237
Filed
Oct 31, 2022
Trade date
Oct 27-31, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $893.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Tang Anthony MCIK 0001185633Director, Officer (Vice Chairman)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 27, 2022Common StockSSaleDisposed−5,000$44.38−$221,900238,964Direct
Oct 28, 2022Common StockSSaleDisposed−10,000$44.48−$444,800228,964Direct
Oct 31, 2022Common StockSSaleDisposed−5,000$45.38−$226,900223,964Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)