Riegel Mark O's Form 4 filing
Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Oct 31, 2022
- Accession no.
- 0001437749-22-025146
- Filed
- Oct 31, 2022
- Trade date
- Oct 27, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $10.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Riegel Mark OCIK 0001890368 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2022 | Common Stock | PPurchaseAcquired | +152 | $6.55 | +$995.6 | 4,495 | Direct | |
| Oct 27, 2022 | Common Stock | PPurchaseAcquired | +550 | $6.60 | +$3,630 | 5,045 | Direct | |
| Oct 27, 2022 | Common Stock | PPurchaseAcquired | +823 | $6.54 | +$5,382.42 | 5,868 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.