Dondero James D's Form 4 filing
NexPoint Real Estate Finance, Inc.NREF · filed Sep 23, 2022
- Accession no.
- 0001437749-22-022979
- Filed
- Sep 23, 2022
- Trade date
- Sep 22, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $34.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dondero James DCIK 0001228922 | Director, Officer (President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2022 | 8.50% Series A Cumulative Redeemable Preferred Stock | PPurchaseAcquired | +154 | $23.77 | +$3,660.58 | 18,240 | Indirect | |
| Sep 22, 2022 | 8.50% Series A Cumulative Redeemable Preferred Stock | PPurchaseAcquired | +1,280 | $23.77 | +$30,425.6 | 18,726 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.