Dondero James D's Form 4 filing
NexPoint Real Estate Finance, Inc. (NREF) · filed Sep 22, 2022
- Accession no.
- 0001437749-22-022918
- Filed
- Sep 22, 2022
- Trade date
- Sep 21, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $6.30K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dondero James DCIK 0001228922 | Director, Officer (President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2022 | 8.50% Series A Cumulative Redeemable Preferred Stock | PPurchaseAcquired | +29 | $23.70 | +$687.3 | 18,086 | Indirect | |
| Sep 21, 2022 | 8.50% Series A Cumulative Redeemable Preferred Stock | PPurchaseAcquired | +237 | $23.70 | +$5,616.9 | 17,446 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.