Bastian Jeffery S.'s Form 4 filing
Lsi Industries Inc (LYTS) · filed Sep 15, 2022
- Accession no.
- 0001437749-22-022558
- Filed
- Sep 15, 2022
- Trade date
- Sep 13, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $59.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bastian Jeffery S.CIK 0001708953 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2022 | Common Shares | MOption exerciseAcquired | +9,803 | $7.20 | +$70,581.6 | 47,214 | Direct | |
| Sep 13, 2022 | Common Shares | FTax withholdingDisposed | −2,842 | $8.60 | −$24,441.2 | 44,372 | Direct | |
| Sep 13, 2022 | Common Shares | SSaleDisposed | −6,961 | $8.60 | −$59,864.6 | 37,411 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2022 | Common Shares | MOption exerciseDisposed | −17,000 | $0.00 | $0 | 7,197 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.