Galeese James E's Form 4 filing
Lsi Industries Inc (LYTS) · filed Sep 15, 2022
- Accession no.
- 0001437749-22-022557
- Filed
- Sep 15, 2022
- Trade date
- Sep 13, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $121.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Galeese James ECIK 0001708704 | Officer (Executive VP; CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2022 | Common Shares | MOption exerciseAcquired | +19,902 | $4.94 | +$98,315.88 | 107,365 | Direct | |
| Sep 13, 2022 | Common Shares | FTax withholdingDisposed | −5,772 | $8.60 | −$49,639.2 | 101,593 | Direct | |
| Sep 13, 2022 | Common Shares | SSaleDisposed | −14,130 | $8.60 | −$121,518 | 87,463 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2022 | Common Shares | MOption exerciseDisposed | −19,902 | $0.00 | $0 | 43,898 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.