Hatzir Shimon's Form 4/A amendment
AmendedOrmat Technologies, Inc. (ORA) · filed Sep 6, 2022
- Accession no.
- 0001437749-22-021849
- Filed
- Sep 6, 2022
- Trade date
- Dec 7, 2021
- Filing delay
- 273 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 9, 2021
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $397.5K. It was filed 273 days after the trade.
This amendment replaces 0001437749-21-028186 (filed Dec 9, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hatzir ShimonCIK 0001308075 | Officer (EVP, Electricity Segment) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2021 | Common Stock | MOption exerciseAcquired | +10,625 | $42.87 | +$455,493.75 | 10,625 | Direct | |
| Dec 7, 2021 | Common Stock | DReturned to the companyDisposed | −5,718 | $79.66 | −$455,495.88 | 4,907 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −2,598 | $81.00 | −$210,438 | 2,309 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −2,309 | $81.00 | −$187,029 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2021 | Stock Appreciation Rights (SAR) | MOption exerciseDisposed | −10,625 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The securities were sold to pay the withholding tax due in connection with vesting of restricted stock units
Remarks
The original Form 4, filed on December 9, 2021, is being amended to correct (i) the number of SARs exercised, (ii) the number of shares deemed to have been received by the reporting person upon exercise of the SARs, (iii) the number of shares deemed to have been sold back to the issuer and (iv) the number of shares sold by the reporting person in the two open market transactions on December 7, 2021. This amendment also reflects the correct number of shares beneficially owned immediately following the reported transactions on December 7, 2021.