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Pang Simon's Form 4 filing

RBB Bancorp (RBB) · filed Aug 16, 2022

Accession no.
0001437749-22-020774
Filed
Aug 16, 2022
Trade date
Aug 15-16, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $115.7K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Pang SimonCIK 0001711564Officer (EVP)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 15, 2022Common Stock, No Par ValueSSaleDisposed−3,000$22.98−$68,9404,158Direct
Aug 16, 2022Common Stock, No Par ValueSSaleDisposed−2,000$23.38−$46,7602,158Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)