O'Brien MaryJo's Form 4 filing
NV5 Global, Inc.NVEE · filed Aug 10, 2022
- Accession no.
- 0001437749-22-019876
- Filed
- Aug 10, 2022
- Trade date
- May 13-Aug 9, 2022
- Filing delay
- 89 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $444.7K. It was filed 89 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Brien MaryJoCIK 0001572752 | Officer (Ex VP, Chief Admin & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2022 | Common Stock | AGrant or awardAcquired | +22 | $0.00 | $0 | 71,140 | Direct | |
| Aug 9, 2022 | Common Stock | SSaleDisposed | −3,500 | $127.06F2 | −$444,710 | 67,640 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.63 to $127.73, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.