Schnipke Norman V's Form 4 filing
United Bancshares Inc (UBOH) · filed Aug 10, 2022
- Accession no.
- 0001437749-22-019712
- Filed
- Aug 10, 2022
- Trade date
- Jul 22, 2022
- Filing delay
- 19 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $8.59K. It was filed 19 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schnipke Norman VCIK 0001775350 | Officer (Sr Compliance Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 22, 2022 | Common Stock | MOption exerciseAcquired | +1,394 | $16.67 | +$23,237.98 | 17,099 | Direct | |
| Jul 22, 2022 | Common Stock | MOption exerciseAcquired | +837 | $22.97 | +$19,225.89 | 17,936 | Direct | |
| Jul 22, 2022 | Common Stock | FTax withholdingDisposed | −1,049 | $24.75 | −$25,962.75 | 16,887 | Direct | |
| Jul 22, 2022 | Common Stock | FTax withholdingDisposed | −794 | $24.75 | −$19,651.5 | 16,093 | Direct | |
| Jul 22, 2022 | Common Stock | SSaleDisposed | −345 | $22.13 | −$7,634.85 | 15,748 | Direct | |
| Jul 22, 2022 | Common Stock | SSaleDisposed | −43 | $22.13 | −$951.59 | 15,705 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 22, 2022 | Common Stock | MOption exerciseDisposed | −1,394 | $0.00 | $0 | 1,394 | Direct | |
| Jul 22, 2022 | Common Stock | MOption exerciseDisposed | −837 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.