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Cheng Dunson K's Form 4 filing

Cathay General Bancorp (CATY) · filed Aug 8, 2022

Accession no.
0001437749-22-019452
Filed
Aug 8, 2022
Trade date
Aug 4-5, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $793.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cheng Dunson KCIK 0001185628Director, Officer (Executive Chairman)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 4, 2022Common StockSSaleDisposed−10,000$41.50−$415,00099,984Direct
Aug 5, 2022Common StockSSaleDisposed−9,000$42.09−$378,81090,984Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)