Virtue J Edward's Form 4/A amendment
AmendedHolley Inc. (HLLY) · filed Aug 8, 2022
- Accession no.
- 0001437749-22-019361
- Filed
- Aug 8, 2022, 4:06 PM ET
- Trade date
- Jul 16, 2020-Jul 16, 2021
- Filing delay
- 753 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jul 19, 2021
This filing lists 4 non-derivative transactions and 6 derivative transactions. Open-market purchases total $11.0M. It was filed 753 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Virtue J EdwardCIK 0001268105 | 10% Owner |
| Ultramar Capital LtdCIK 0001268106 | 10% Owner |
| MidOcean Partners V, L.P.CIK 0001716464 | 10% Owner |
| Empower Sponsor Holdings LLCCIK 0001824500 | 10% Owner |
| Midocean Associates V, L.P.CIK 0001879336 | 10% Owner |
| Midocean Partners V Executive, L.P.CIK 0001879337 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 16, 2020 | Common Stock | CConversionAcquired | +6,250,000 | – | – | 6,250,000 | Direct | |
| Jul 16, 2020 | Common Stock | PPurchaseAcquired | +4,975,000 | – | – | 4,975,000 | Indirect | |
| Jul 16, 2020 | Common Stock | PPurchaseAcquired | +25,000 | – | – | 25,000 | Indirect | |
| Jul 16, 2020 | Common Stock | PPurchaseAcquired | +1,100,000 | $10.00 | +$11,000,000 | 6,075,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 21, 2020 | Common Stock | PPurchaseAcquired | +7,187,500 | – | – | 7,187,500 | Direct | |
| Oct 9, 2020 | Common Stock | PPurchaseAcquired | +4,666,667 | $1.50 | +$7,000,000.5 | 4,666,667 | Direct | |
| Nov 23, 2020 | Common Stock | JOtherDisposed | −937,500 | – | – | 6,250,000 | Direct | Duplicate filing |
| Jul 16, 2021 | Common Stock | CConversionDisposed | −6,250,000 | – | – | 0 | Direct | Duplicate filing |
| Jul 16, 2021 | Common Stock | PPurchaseAcquired | +1,658,333 | – | – | 1,658,333 | Indirect | |
| Jul 16, 2021 | Common Stock | PPurchaseAcquired | +8,333 | – | – | 8,333 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.