Diamandis Peter's Form 4/A amendment
AmendedVaxxinity, Inc. (VAXX) · filed Jun 23, 2022
- Accession no.
- 0001437749-22-015774
- Filed
- Jun 23, 2022
- Trade date
- Nov 18, 2021
- Filing delay
- 217 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 18, 2021
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $3.22K. It was filed 217 days after the trade.
This amendment restates part of 0000899243-21-045293 (filed Nov 18, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Diamandis PeterCIK 0001528288 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Class A common stock | SSaleDisposed | −248 | $13.00 | −$3,224 | 90,499 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000899243-21-045293 (filed Nov 18, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Class A common stock | JOtherDisposed | −76,923 | $0.00 | $0 | 0 | Indirect | |
| Nov 18, 2021 | Class A common stock | JOtherAcquired | +76,923 | $0.00 | $0 | 76,923 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
In the Form 4 filed on November 18, 2021, the Reporting Person omitted this sale of stock to cover fees in connection with the previously reported transaction.
Remarks
On November 18, 2021, the Reporting Person omitted this sale of stock to cover fees in connection with the previously reported transaction.