Coleman Craig E.'s Form 4 filing
Universal Biosensors Inc · filed May 31, 2022
- Accession no.
- 0001437749-22-013957
- Filed
- May 31, 2022, 7:20 PM ET
- Trade date
- May 24-27, 2022
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Coleman Craig E.CIK 0001678533 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2022 | Common Stock | PPurchaseAcquired | +48,620 | AUD 0.48F2Price in AUD, as filed | +AUD 23,337.6 | 268,620 | Indirect | Price outlier |
| May 27, 2022 | Common Stock | PPurchaseAcquired | +10,000 | AUD 0.77F2Price in AUD, as filed | +AUD 7,700 | 278,620 | Indirect | Price outlier |
| May 27, 2022 | Common Stock | PPurchaseAcquired | +25,893,617 | AUD 0.77F2Price in AUD, as filed | +AUD 19,938,085.09 | 54,518,601 | Indirect | Price outlier |
| May 27, 2022 | Common Stock | PPurchaseAcquired | +1,280,000 | AUD 0.435F2Price in AUD, as filed | +AUD 556,800 | 55,798,601 | Indirect | Price outlier |
| May 27, 2022 | Stock Option (Right to Buy - Exercise Price $0.20) | PPurchaseAcquired | +1,000,000 | AUD 0.57F2Price in AUD, as filed | +AUD 570,000 | 1,000,000 | Indirect | Price outlier |
| May 27, 2022 | Stock Option (Right to Buy - Exercise Price $0.92) | PPurchaseAcquired | +1,920,000 | $0.00 | $0 | 1,920,000 | Indirect | |
| May 27, 2022 | Stock Option (Right to Buy - Exercise Price $1.00) | PPurchaseAcquired | +1,920,000 | $0.00 | $0 | 1,920,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is stated in Australian dollars.
Referenced by the price of 5 transactions in Table I.