Song Tammy's Form 4 filing
RBB Bancorp (RBB) · filed May 16, 2022
- Accession no.
- 0001437749-22-012583
- Filed
- May 16, 2022
- Trade date
- May 11, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 6 derivative transactions. Open-market sales total $451.1K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Song TammyCIK 0001843663 | Officer (Former EVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2022 | Common Stock, No Par Value | MOption exerciseAcquired | +3,229 | $11.15 | +$36,003.35 | 5,264 | Direct | |
| May 11, 2022 | Common Stock, No Par Value | SSaleDisposed | −3,229 | $20.82 | −$67,227.78 | 2,035 | Direct | |
| May 11, 2022 | Common Stock, No Par Value | MOption exerciseAcquired | +5,381 | $11.15 | +$59,998.15 | 7,416 | Direct | |
| May 11, 2022 | Common Stock, No Par Value | SSaleDisposed | −5,381 | $20.82 | −$112,032.42 | 2,035 | Direct | |
| May 11, 2022 | Common Stock, No Par Value | MOption exerciseAcquired | +2,153 | $13.21 | +$28,441.13 | 4,188 | Direct | |
| May 11, 2022 | Common Stock, No Par Value | SSaleDisposed | −2,153 | $20.82 | −$44,825.46 | 2,035 | Direct | |
| May 11, 2022 | Common Stock, No Par Value | MOption exerciseAcquired | +6,000 | $18.25 | +$109,500 | 8,035 | Direct | |
| May 11, 2022 | Common Stock, No Par Value | SSaleDisposed | −6,000 | $20.82 | −$124,920 | 2,035 | Direct | |
| May 11, 2022 | Common Stock, No Par Value | MOption exerciseAcquired | +2,000 | $18.38 | +$36,760 | 4,035 | Direct | |
| May 11, 2022 | Common Stock, No Par Value | SSaleDisposed | −2,000 | $20.82 | −$41,640 | 2,035 | Direct | |
| May 11, 2022 | Common Stock, No Par Value | MOption exerciseAcquired | +1,518 | $20.55 | +$31,194.9 | 3,553 | Direct | |
| May 11, 2022 | Common Stock, No Par Value | SSaleDisposed | −1,518 | $20.82 | −$31,604.76 | 2,035 | Direct | |
| May 11, 2022 | Common Stock, No Par Value | MOption exerciseAcquired | +1,378 | $20.55 | +$28,317.9 | 3,413 | Direct | |
| May 11, 2022 | Common Stock, No Par Value | SSaleDisposed | −1,378 | $20.91 | −$28,813.98 | 2,035 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2022 | Common Stock | MOption exerciseDisposed | −3,229 | $11.15 | −$36,003.35 | 0 | Direct | |
| May 11, 2022 | Common Stock | MOption exerciseDisposed | −5,381 | $11.15 | −$59,998.15 | 0 | Direct | |
| May 11, 2022 | Common Stock | MOption exerciseDisposed | −2,153 | $13.21 | −$28,441.13 | 0 | Direct | |
| May 11, 2022 | Common Stock | MOption exerciseDisposed | −6,000 | $18.25 | −$109,500 | 0 | Direct | |
| May 11, 2022 | Common Stock | MOption exerciseDisposed | −3,000 | $18.38 | −$36,760 | 1,000 | Direct | |
| May 11, 2022 | Common Stock | MOption exerciseDisposed | −8,896 | $20.55 | −$59,512.8 | 6,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.