Thian Yee Phong's Form 4 filing
RBB Bancorp (RBB) · filed May 13, 2022
- Accession no.
- 0001437749-22-012441
- Filed
- May 13, 2022
- Trade date
- May 11, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $222.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thian Yee PhongCIK 0001711496 | Officer (Former President/CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2022 | Common Stock, No Par Value | MOption exerciseAcquired | +10,763 | $11.15 | +$120,007.45 | 528,065 | Direct | |
| May 11, 2022 | Common Stock, No Par Value | SSaleDisposed | −10,763 | $20.66 | −$222,363.58 | 517,302 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2022 | Common Stock | MOption exerciseDisposed | −10,763 | $11.15 | −$120,007.45 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.