Alford Donald C's Form 4/A amendment
AmendedNV5 Global, Inc.NVEE · filed Mar 7, 2022
- Accession no.
- 0001437749-22-005477
- Filed
- Mar 7, 2022
- Trade date
- Mar 3, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 4, 2022
This filing lists 2 non-derivative transactions. Open-market sales total $486.5K. It was filed 4 days after the trade.
This amendment replaces 0001437749-22-005348 (filed Mar 4, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Alford Donald CCIK 0001078733 | Officer (Executive VP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2022 | Common Stock | AGrant or awardAcquired | +2,700 | $0.00 | $0 | 35,052 | Direct | |
| Mar 3, 2022 | Common Stock | SSaleDisposed | −4,000 | $121.62 | −$486,480 | 31,052 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Award, which is forfeitable until vested. Vesting three years from grant date of March 3, 2022.
- F2
The shares set forth in Column 4 of this Form 4 reflect shares sold by the reporting person for tax and estate planning purposes.
- F3
The original Form 4, filed on March 4,2022, is being amended by this Form 4 amendment solely to correct an administrative error in the number of restricted stock awarded.