Wager Lisa's Form 4 filing
Byrna Technologies Inc.BYRN · filed Feb 22, 2022
- Accession no.
- 0001437749-22-004111
- Filed
- Feb 22, 2022
- Trade date
- Feb 17-18, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market purchases total $55.4K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wager LisaCIK 0001862056 | Officer (Corporate Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2022 | Common Stock | MOption exerciseAcquired | +17,369 | $1.90 | +$33,001.1 | 194,258 | Direct | |
| Feb 17, 2022 | Common Stock | PPurchaseAcquired | +1,890 | $9.00F2 | +$17,010 | 2,160 | Indirect | |
| Feb 18, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $8.13 | +$8,130 | 3,160 | Indirect | |
| Feb 18, 2022 | Common Stock | PPurchaseAcquired | +3,500 | $8.65F3 | +$30,275 | 197,758 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2022 | Common Stock | MOption exerciseDisposed | −17,369 | $1.90 | −$33,001.1 | 33,631 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The shares were purchased in multiple transactions at prices ranging from $8.25 to $9.045. The price reported reflects the volume weighted average purchase price of $9.00 for the transaction. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The shares were purchased in multiple transactions at prices ranging from $8.25 to $9.11. The price reported reflects the volume weighted average purchase price of $8.6473 for the transaction. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.