Dondero James D's Form 4 filing
Nexpoint Diversified Real Estate Trust (NXDT) · filed Jan 12, 2022
- Accession no.
- 0001437749-22-000799
- Filed
- Jan 12, 2022
- Trade date
- Jan 10-11, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $460.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dondero James DCIK 0001228922 | Officer (See Remarks), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2022 | Common Stock | PPurchaseAcquired | +14,100 | $13.54 | +$190,914 | 51,154.65 | Direct | |
| Jan 11, 2022 | Common Stock | PPurchaseAcquired | +13,572 | $13.85 | +$187,972.2 | 67,726.65 | Direct | |
| Jan 11, 2022 | Common Stock | PPurchaseAcquired | +4,217 | $13.72 | +$57,857.24 | 71,943.65 | Direct | |
| Jan 11, 2022 | Common Stock | PPurchaseAcquired | +1,700 | $13.75 | +$23,375 | 73,643.65 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
President and Principal Executive Officer