Barrie David S's Form 4 filing
Perma-Pipe International Holdings, Inc. (PPIH) · filed Jan 7, 2022
- Accession no.
- 0001437749-22-000601
- Filed
- Jan 7, 2022
- Trade date
- Jan 5-7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $25.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barrie David SCIK 0001561676 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 5, 2022 | Common Stock | MOption exerciseAcquired | +3,000 | $5.55 | +$16,650 | 23,709 | Direct | |
| Jan 5, 2022 | Common Stock | SSaleDisposed | −3,000 | $8.64 | −$25,920 | 20,709 | Direct | |
| Jan 7, 2022 | Common Stock | MOption exerciseAcquired | +1,000 | $5.55 | +$5,550 | 21,709 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 5, 2022 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 7,000 | Direct | |
| Jan 7, 2022 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 6,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.