Hollis Michael L.'s Form 4 filing
HighPeak Energy, Inc. (HPK) · filed Dec 7, 2021
- Accession no.
- 0001437749-21-028023
- Filed
- Dec 7, 2021
- Trade date
- Dec 3-6, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hollis Michael L.CIK 0001559864 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +3,000 | $4.45F1 | +$13,350 | 44,921 | Direct | |
| Dec 6, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +130 | $4.50F2 | +$585 | 45,051 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These warrants were purchased in multiple transactions at a price of $4.45 per warrant.
Referenced by the price of 1 transaction in Table II.
- F2
These warrants were purchased in multiple transactions at a price of $4.50 per warrant.
Referenced by the price of 1 transaction in Table II.