Oatman Heather Marie's Form 4 filing
United Bancshares Inc (UBOH) · filed Dec 7, 2021
- Accession no.
- 0001437749-21-027984
- Filed
- Dec 7, 2021
- Trade date
- Dec 3, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $43.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oatman Heather MarieCIK 0001431558 | Officer (Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Common Stock | MOption exerciseAcquired | +1,400 | $16.67 | +$23,338 | 1,679 | Direct | |
| Dec 3, 2021 | Common Stock | FTax withholdingDisposed | −751 | $31.08 | −$23,341.08 | 928 | Direct | |
| Dec 3, 2021 | Common Stock | SSaleDisposed | −649 | $31.08 | −$20,170.92 | 279 | Direct | |
| Dec 3, 2021 | Common Stock | MOption exerciseAcquired | +2,520 | $21.70 | +$54,684 | 2,799 | Direct | |
| Dec 3, 2021 | Common Stock | FTax withholdingDisposed | −1,758 | $31.08 | −$54,638.64 | 1,041 | Direct | |
| Dec 3, 2021 | Common Stock | SSaleDisposed | −762 | $31.08 | −$23,682.96 | 279 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Common Stock | MOption exerciseDisposed | −1,400 | $0.00 | $0 | 0 | Direct | |
| Dec 3, 2021 | Common Stock | MOption exerciseDisposed | −2,520 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.