Hollis Michael L.'s Form 4 filing
HighPeak Energy, Inc. (HPK) · filed Dec 2, 2021
- Accession no.
- 0001437749-21-027741
- Filed
- Dec 2, 2021
- Trade date
- Nov 30-Dec 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market purchases total $66.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hollis Michael L.CIK 0001559864 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +2,801 | $13.25 | +$37,113.25 | 185,057 | Direct | |
| Dec 2, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +2,200 | $13.17 | +$28,974 | 187,257 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +2,538 | $4.45 | +$11,294.1 | 36,672 | Direct | |
| Dec 1, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +1,846 | $4.50 | +$8,307 | 38,518 | Direct | |
| Dec 2, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +3,403 | $4.49 | +$15,279.47 | 41,921 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.