Echerd Margaret's Form 4 filing
Vaxart, Inc. (VXRT) · filed Dec 1, 2021
- Accession no.
- 0001437749-21-027623
- Filed
- Dec 1, 2021
- Trade date
- Nov 30, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $28.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Echerd MargaretCIK 0001530193 | Officer (SVP, Principal Accntng Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | Common Stock | MOption exerciseAcquired | +666 | $5.17 | +$3,443.22 | 666 | Direct | |
| Nov 30, 2021 | Common Stock | MOption exerciseAcquired | +2,936 | $0.77 | +$2,260.72 | 3,602 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −3,602 | $8.00 | −$28,816 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | Common stock | MOption exerciseDisposed | −666 | $0.00 | $0 | 1,667 | Direct | |
| Nov 30, 2021 | Common stock | MOption exerciseDisposed | −2,936 | $0.00 | $0 | 26,416 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.